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上交所重點(diǎn)查處六類(lèi)違法違規行為

上交所重點(diǎn)查處六類(lèi)違法違規行為

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人工智能朗讀：

記者從上交所獲悉，2019年，針對信息披露違規行為，上交所發(fā)出公開(kāi)譴責40單、通報批評103單、監管關(guān)注決定106單，同比分別增加25%、63%、33%。

深圳商報2020年01月13日訊 （記者鐘國斌）記者從上交所獲悉，2019年，針對信息披露違規行為，上交所發(fā)出公開(kāi)譴責40單、通報批評103單、監管關(guān)注決定106單，同比分別增加25%、63%、33%。紀律處分與監管關(guān)注共涉及110家上市公司、533名董監高、39名中介機構人員。同時(shí)，上交所聚焦亂象公司、風(fēng)險公司，重點(diǎn)查處了六類(lèi)違法違規行為：一是資金占用、違規擔保等侵占上市公司利益的行為。二是“三高類(lèi)”重組后業(yè)績(jì)承諾未履行。三是增持承諾未履行。四是未按計劃執行股份回購。五是年報財務(wù)造假、未按期披露等違規。六是中介機構未勤勉盡責。

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